基于NRBO-XGBoost的煤体破坏声发射特征及裂纹扩展状态智能识别

Intelligent identification of the acoustic emission characteristics and crack propagation states during of coal failure based on the NRBO-XGBoost model

  • 摘要:
    目的 煤岩动力灾害事故与煤岩破坏的复杂性和不确定性密切相关,准确识别煤体裂纹扩展状态是研究其失稳破坏的重要途径,目前基于声发射物理量信息的识别方法存在速度慢、效率低等问题,难以满足煤矿安全、高效和智能化开采需求。
    方法 为实现煤体裂纹扩展状态的智能识别,通过分布式梯度增强库(XGBoost)构建一种基于牛顿−拉夫逊优化算法(NRBO)的优化模型,建立声发射震级−频度关系b值、活跃度S值及破裂类型RA-AF值等多元参量与煤体裂纹扩展状态的对应关系,通过开展煤体破坏声发射监测试验,得到声发射多元信号数据,并以此作为训练样本,利用NRBO-XGBoost模型对不同加载速率下煤体的裂纹稳定扩展(Ⅲ)和不稳定扩展(Ⅳ)阶段进行智能识别,实现XGBoost参数的自适应寻优,采用准确率、精确率、召回率及F1值4项指标评估各模型的性能。
    结果和结论 结果表明:(1) 在Ⅲ阶段,煤体b值和S值均小幅度升高,剪切裂纹所占比例减少,进入Ⅳ阶段后,b值和剪切裂纹占比呈相反变化趋势,S值大幅度升高;随着加载速率增加,b值波动水平和幅度均降低、S值升高幅度减小、剪切裂纹所占的比例增加幅度增大。(2) 建立的NRBO-XGBoost模型实现了由声发射多元参量到煤体裂纹扩展状态的智能识别。(3) 同XGBoost和PSO-XGBoost模型的4项评估指标对比,NRBO-XGBoost模型下低和高加载速率样本分别达到90.69%、88.79%、99.00%、93.62%和82.76%、86.76%、88.50%、87.62%,效果最优。研究成果为声发射技术在煤体裂纹扩展状态识别与智能监测研究提供了新的思路,利用实测声发射数据建立预测模型,可实现煤岩动力灾害的监测、预警。

     

    Abstract:
    Objective The dynamic hazards of coals are intimately associated with the complexity and uncertainty of coal failure, while accurately identifying the propagation states of coal cracks serves as a critical approach to investigating the instability failure of coals. However, the current identification methods based on the physical quantities of acoustic emission suffer from slow speeds and low efficiency, failing to meet the demand for safe, efficient, and intelligent mining of coal mines.
    Methods To achieve the intelligent identification of the crack propagation states of coals, this study constructed an optimization model based on the Newton-Raphson-based optimizer (NRBO) and the eXtreme Gradient Boosting (XGBoost)—a distributed gradient boosting library (also referred to as the NRBO-XGBoost model). Then, this study determined the corresponding relationships of multivariate parameters (i.e., values b representing the relationship between acoustic emission magnitude and frequency, S representing the activity, and RA and AF representing the fracture types) with the crack propagation states of coals. Using experiments on acoustic emission monitoring of coal failure, this study acquired the multivariate signal data of acoustic emission, which were subsequently used as training samples. Employing the NRBO-XGBoost model, this study performed intelligent identification of the stable and unstable crack propagation stages (stages Ⅲ and Ⅳ, respectively) of coals under varying loading rates, achieving adaptive optimization of XGBoost parameters. Furthermore, this study evaluated the performance of various models using four metrics: accuracy, precision, recall, and F1 score.
    Results and Conclusions  The results indicate that in stage Ⅲ, coals exhibited slightly increased values b and S and a decreased proportion of shear cracks. After entering stage Ⅳ, coals manifested opposite variation trends in value b and the proportion of shear cracks, along with significantly increased value S. With an increase in the loading rate, value b and its fluctuation amplitude decreased, value S showed a reduced increment, and the proportion of shear cracks exhibited a rising increment. The NRBO-XGBoost model enabled the intelligent identification of the crack propagation states of coals based on multivariate acoustic emission parameters. Compared to the XGBoost and PSO-XGBoost models, the NRBO-XGBoost model yielded higher accuracy, precision, recall, and F1 scores, which were 90.69%, 88.79%, 99.00%, and 93.62%, respectively under low loading rates and 82.76%, 86.76%, 88.50%, and 87.62%, respectively under high loading rates. The results of this study provide a novel philosophy for the identification and intelligent monitoring of the crack propagation states of coals using the acoustic emission technique. Establishing prediction models based on the measured acoustic emission data allows for the monitoring and early warning of dynamic hazards of coals.

     

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